Head of Internal Audit & Compliance
Job Description
Title: Head of Internal Audit & Compliance
Company Name: IPDC Finance Limited
Vacancy: 01
Location: Dhaka
Salary: Negotiable
Experience:
∎ At least 8 years
Published: 30 Jan 2024
Education:
∎ Bachelor/Honors
∎ CA or equivalent degree from a reputed institute.
Requirements:
Responsibilities & Context:
∎ Responsible for preparation and implementation of a risk based Internal Audit plan.
∎ Ensure adequate understanding of the compliance structure provided by the regulatory guidelines. Develops compliance policies and procedures of the company based on the compliance process.
∎ Ensure that the financial statements of the company reflect true and fair view of the state of affairs of the company. This include reviewing and monitoring the process of preparing the financial statements of the company including identification of significant financial reporting issues and giving recommendations to the committee.
∎ Monitor the organizational structure and day-to-day activities, identify any departure from regulatory and internal compliance framework and report it to the appropriate authority for rectification.
∎ Responsible for reviewing audit reviews, including management responses and propose action plans to address issues arising, to/ from the Head of IA&C, external auditors and regulators.
∎ Ensure that the compliance function keeps the company updated about regulatory or legal changes.
∎ Responsible for conducting investigations related to possible non-compliance and/ or to ensure compliance programs have been put in place.
∎ Responsible for conducting a periodic compliance meeting with MD & CEO and reporting to Audit Committee.
∎ Ensure risk identification and mitigation Heat Map is properly implemented throughout the organization with the management ownership established.
∎ Responsible for capacity development of internal audit & compliance team.
∎ Recruit, Develop and Retain competent team members.
∎ Responsible for preparation and implementation of a risk based Internal Audit plan.
∎ Ensure adequate understanding of the compliance structure provided by the regulatory guidelines. Develops compliance policies and procedures of the company based on the compliance process.
∎ Ensure that the financial statements of the company reflect true and fair view of the state of affairs of the company. This include reviewing and monitoring the process of preparing the financial statements of the company including identification of significant financial reporting issues and giving recommendations to the committee.
∎ Monitor the organizational structure and day-to-day activities, identify any departure from regulatory and internal compliance framework and report it to the appropriate authority for rectification.
∎ Responsible for reviewing audit reviews, including management responses and propose action plans to address issues arising, to/ from the Head of IA&C, external auditors and regulators.
∎ Ensure that the compliance function keeps the company updated about regulatory or legal changes.
∎ Responsible for conducting investigations related to possible non-compliance and/ or to ensure compliance programs have been put in place.
∎ Responsible for conducting a periodic compliance meeting with MD & CEO and reporting to Audit Committee.
∎ Ensure risk identification and mitigation Heat Map is properly implemented throughout the organization with the management ownership established.
∎ Responsible for capacity development of internal audit & compliance team.
∎ Recruit, Develop and Retain competent team members.
Compensation & Other Benefits:
∎ Weekly 2 holidays, Provident fund, Gratuity, Performance bonus, Insurance
∎ Festival Bonus: 2
Workplace:
∎ Work at office
Employment Status: Full Time
Job Location: Dhaka
Job Highlights:
∎ This position reviews, evaluates and ensures that the BoD, management and employees of the organization performs their duties in accordance with the rules and regulations set by regulatory bodies and company policies.
Company Information:
∎ IPDC Finance Limited
∎ Hosna Center (4th Floor), 106 Gulshan Avenue, Dhaka - 1212
Address::
∎ Hosna Center (4th Floor), 106 Gulshan Avenue, Dhaka - 1212
Read Before Apply: Please apply only who are fulfilling all the requirements of this job
Application Deadline: 15 Feb 2024
Category: Bank/Non-Bank Fin. Institution
Source: bdjobs.com
Deadline Expired on 15th Feb 2024
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